Junior Compliance Officer
Main tasks / responsibilities:
- Review of account opening processes, including validation of new accounts openings and of all changes in IT system
- Review of KYC and of other documentary evidences
- AML monitoring: business relationships and transactional
- Provide Compliance and administrative support to Front Office concerning AML issues
- Draft communications to the Front Office and Clients
- Act in close collaboration with Head of Compliance and other staff members of the department in daily business
- Knowledge of QI, FATCA, and CRS documentation and processes (compliance program)
- Controls regarding FinSA requirements: implementation of second-level controls
- Second-level controls for various tasks (proper documentation of instruction orders / review of documentation for managed & advisory accounts / etc.)
- Give administrative support during audit missions
Qualifications and experience:
- Degree in law or related field (CAS in compliance management an asset)
- Proven compliance and/or legal or regulatory experience in the financial services industry (at least 3 years, ideally in the private banking sector)
- Fluent in French and English
Adresse
QUAI DU SEUJET 12 1201 Genève
Website
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