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Suitability Expert

Bank J. Safra Sarasin AG

 
Zurich or Basel
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Avis soumis
Suitability Expert
Suitability Expert

Bank J. Safra Sarasin Ltd is a leading sustainable private bank, offering all the advantages of the Swiss banking
environment together with dynamic and personalised advisory services focusing on opportunities in international
financial markets. The Bank provides a high level of services and expertise when acting as investment advisor and asset
manager for private and institutional clients. Financial strength, excellent client services and outstanding quality
are therefore key elements of its corporate philosophy. J. Safra Sarasins most valuable capital is its employees. They
are essential to the success of the organisation, now and in the future. Their technical expertise, professional
qualifications and social skills are highly valued by the Groups clients, management and business partners. The
success of J. Safra Sarasin depends on the enthusiasm and commitment of every one of its employees
worldwide.DivisionCorporate Center & Logistics Function/PositionSuitability ExpertLocationZurich or
BaselFunction/Position objectivesThe Suitability Competence Center is looking for an ambitious individual assuming the
role of a Suitability Expert. In this role, you will provide day-to-day support to the Banks front units on Investor
Protection and Suitability matters. You are passionate about ensuring effectiveness of the Banks Suitability framework
by performing regular monitoring and control activities and by preparing critical management reporting. You are eager
to identify risks and propose ongoing improvement measures. The role involves high business exposure and offers an
excellent opportunity for a dedicated specialist to actively contribute to the Bank's regulatory and compliance
competency.Responsibilities

- Define and execute controls in the area of Suitability
- Coordinate monitoring and control activities with the Bank's international locations
- Prepare analyses, assessments and management reports
- Provide day-to-day guidance and advice to the Banks front units on Suitability matters
- Further develop the Bank's Suitability framework by identifying areas for improvement (e.g. regarding policies,
procedures, tools, processes, controls, reporting)
- Contribute to business projects and initiatives by providing subject matter expertise for Suitability
- Support intemal and external audit requests related to Suitability

Profiles

- Higher education (FH/University), degree in law, economics or equivalent preferable however not mandatory
- 3-5- years practical experience in compliance or risk management with a focus on Investor Protection / Suitability
- Good analytical and organization skills, ability to prioritize
- Solution-oriented and hands-on working attitude, combining reliability, accuracy, and pragmatism
- Commitment to high quality delivery, willingness to take responsibility, and capability to work independently
- High motivation, flexibility to work in a challenging and dynamic environment, and willingness to contribute in a
team culture
- Good communication and presentation skills
- Fluent in English, German preferable however not mandatory
- 100% availability

Activity rate100 %Please send your application to:Only direct applications will be considered.

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