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Compliance Officer Control Room

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03/05/2024 100% Permanent position
Leonteq Securities AG
Compliance Officer Control Room

WHO WE ARE

Leonteq is a Swiss fintech company with a leading marketplace for structured investment solutions. Based on proprietary modern technology, the company offers derivative investment products and services and predominantly covers the capital protection, yield enhancement and participation product classes. Leonteq acts as both a direct issuer of its own products and as a partner to other financial institutions. Leonteq further enables life insurance companies and banks to produce capital-efficient, unit-linked pension products with guarantees.

Leonteq generated turnover of CHF 21.3 billion and posted total operating income of CHF 260.0 million in 2023. As of 31 December 2023, Leonteq's shareholders' equity totalled CHF 780.1 million.

Leonteq has an investment grade rating from the rating agencies Fitch Ratings Ltd. and Japan Credit Rating Agency, Ltd., who have evaluated and assigned ratings to Leonteq AG and Leonteq Securities AG, respectively. Furthermore, Leonteq has ESG ratings from both MSCI as well as Sustainalytics.

Leonteq is listed on the SIX Swiss Exchange (SIX: LEON) and is a securities firm regulated by the Swiss Financial Market Authority FINMA and is a member of the Swiss Structured Product Association.

About the role

At Leonteq, we are a leading player in the financial industry, renowned for our innovative approaches, our commitment to excellence and our entrepreneurial spirit. Our organisational values people together, passion, dedication, quality and expertise are our guiding north star.

What you'll do

  • Administrative support of Head Control Room
  • Assistance with Compliance controls, reviews and reporting
  • Compilation and preparation of documentation for internal reporting and audit
  • Support in other core compliance tasks, including daily interaction with front office

What you'll need

  • Bachelor in Economics with experience in financial sector, preferably in Compliance
  • Active interest in Swiss and international regulations & Trading
  • Very good analytical and mathematical skills
  • Very good user skills of MS-Office, especially Excel
  • Fluency in German and English

Nice to have

  • Other languages

Why you'll love working here

  • Experience the dynamics of a leading fintech company in Switzerland
  • Learn about the universe of structured products
  • Work in modern facilities at an exceptional location
  • Hybrid work system: home office and office
  • Complementary fruit, coffee and tea in our offices

Address

Leonteq Securities AG
Europaallee, 39
8004 Zurich


About the company

2,7 (3 reviews)

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