165 Compliance officer jobs found

Subscribe to this job search
Please fill in
By submitting the form, you agree to our Terms and Conditions and the Privacy Policy.
Please check your email account to complete the subscription.
Job notification
Job notification

Senior Compliance Officer

add review
Rating submitted
Senior Compliance Officer
Senior Compliance Officer

Job Information

LGT Capital Partners is a leading alternative investment specialist with USD 60 billion in assets under management and
more than 550 institutional clients in 37 countries. An international team of over 500 professionals is responsible for
managing a wide range of investment programs focusing on private markets, liquid alternatives and multi-asset class
solutions. Headquartered in Pfaeffikon (SZ), Switzerland, the firm has offices in New York, Dublin, London, Paris,
Vaduz, Dubai, Beijing, Hong Kong, Tokyo and Sydney.

- Senior role providing regulatory compliance advice and support to LGT Capital Partners institutional asset
management business on a broad range of compliance and regulatory topics;
- Active monitoring and analysis of relevant regulatory developments and preparation of adequate implementation
- Developing in-house policies and procedures to ensure that LGT Capital Partners business is operating within the
laws at all times;
- Depending on areas of assigned compliance specialization, managing activities and contact with regulators and other
- Cross border distribution assessments and review of promotional material mainly with regard to collective investment
schemes and structured products;
- Preparation and execution of regular Compliance trainings for employees;
- Participation in various projects;
- Monitoring tasks.


- University Master degree in law or economics;
- Minimum 3-5 years working experience in a regulatory asset management compliance role;
- Solid know-how about the Swiss (CISA) and European (UCITS, AIFMD) fund regulations;
- Cross border distribution know-how (UCITS, AIF and structured products);
- Know-how of further asset management and banking regulations (FIDLEG/FINIG, MiFID, FATCA, AIA) desirable;
- Excellent command of English and German, any additional language is a plus;
- Detail-orientated and self-driven person with ability to work independently;
- Energetic, flexible and capable of working under time constraints.

Contact Information

If you are interested in becoming an integral part of a successful alternative investment management team in an
international, multicultural working environment we will be pleased to get to know you soon.

For further information please contact our Senior HR Manager Mr. Florian Fischer.

LGT Capital Partners Ltd.
Florian Fischer
Human Resources
Phone: +41 55 415 96 17


Bitte bewerben Sie sich über unser Online-Formular.

Online Bewerbung

Florian Fischer

Senior HR Manager
LGT Capital Partners Ltd.


Overall rating


Based on 1 reviews

Career / Further education
Salary / Social benefits
Work-life balance

Add review

Enter your rating for the company LGT here!

Rating submitted