Senior Compliance Officer - Regulatory & Governance
Joining Mirabaud, means entering an entrepreneurial and innovative environment. With the
7th generation of the Mirabaud family working within the bank, the culture is that of a family
business. With over 750 employees based in 10 countries worldwide, Mirabaud offers
opportunities to develop one’s career across an international network of 16 offices.
Aday in your future job:
The Regulatory & Governance team is active on many various tasks. A day in this position can
drive you through the following subjects:
Regulatory Watch:
- Follow up of new regulations on different markets;
- Proceed to impact analysis of the new regulations;
- Communicate with the impacted teams and follow up of the requested
implementations; - Continuously improve the Regulatory Watch process;
Internal Procedures & Policies:
- Review & update internal documentation;
- Write new internal procedures & policies when necessary, in collaboration with
impacted services;
2nd level of controls
- Participate in 2nd level of controls on Compliance activities;
Support in the following tasks:
- Sanctions: participate in the periodic review, transactions monitoring and advise 1st
line of defense; - Sanctions: proceed to an audit and evaluation of sanctions risks;
- Communicate with external counsel, auditors and consultants;
- Participate and realize trainings on regulatory subjects: Conflict of interests, fraud,
ethic, ... - Participate in the redaction of reporting, KPIs & KRIs on the Compliance activities;
- Support Compliance services in different locations;
- Actively participate in Compliance projects
Your assets to succeed:
Bachelor or Master, ideally completed with a Compliance diploma
Fluent French & English
Basic German understanding
Solid experience as a Compliance Officer in Swiss Private Banking (minimum 10 years)
Excellent knowledge of Swiss regulations: FINMA, LBA, ASB, ...
Excellent knowledge of the Sanctions & Embargos (SECO, OFAC, EU, UN)
Very good writing skills
Analytic, rigorous and synthetic
communicative and collaborative
Flexible and autonomous
Jump on the boat!
- Family-friendly and dynamic environment;
- Direct impact on the business, no matter your position or seniority;
- Work in an environment that encourages autonomy and entrepreneurship;
- Flexible working arrangements to help you achieve a better work-life balance;
- Variety of cultural and sporting activities during your free time;
- Inclusion and equal treatment;
- Various employee benefits & family friendly benefits.
Apply now: Write an email
Notes:
- Please send us your CV in English.
- Only candidates with a suitable profile will receive a response, thank you for your
understanding. - We will not accept any CVs from agencies.
Postulez indépendamment d'un poste spécifique en envoyant une candidature spontanée.